Lee Swinford

R. Lee Swinford, CRPC®


R. Lee Swinford was born and raised in Dallas and graduated from Baylor University with a double major in Business and Corporate Communications, and his credentials include having his Series 7, 63, and 65 securities registrations, as well as his Life & Health Insurance license. Lee currently works with clients all across the continental United States. He has been a part of the Financial Industry since 2007, joining the firm in 2008.

Lee enjoys spending time with family and friends. From an early age, Lee was very passionate about playing sports and playing music, which is something he still enjoys doing daily. Lee points out, "Growing up I always had to be doing something, and typically that meant I was playing a sport or in my room playing music. We didn't have the means for me to be involved in everything I wanted to but you have to work with what you have." He adds, "My parents divorced when I was young, and for several years things were extremely tough financially, but I was lucky to have parents resilient enough to get us through that period and that influenced me a great deal." As a teenager, Lee started reading about finance and the stock market, "the more I learned the more captivated I became, and I believe it was that genuine interest in finance and investments combined with the way I was raised and the experiences I had growing up that has led me to this profession. I have the privilege of helping people improve their financial life."

Registered Representative of and offering securities through Cetera Advisor Networks LLC (“Cetera”), member FINRA/SIPC. Investment Advisory services offered through United Capital Financial Advisers, LLC (“United Capital”), an investment adviser registered with the SEC, and an affiliate of Goldman Sachs & Co. LLC and subsidiaries of The Goldman Sachs Group, Inc., a worldwide, full-service investment banking, broker-dealer, asset management and financial services organization. United Capital does not provide legal, tax or accounting advice. Clients should obtain their own independent legal, tax or accounting advice based on their particular circumstances. Cetera is under separate ownership from any other named entity.